Values
Helping our clients remain confident knowing they have an investment team behind them that is dedicated to:
Fiduciary Responsibility
As a fiduciary we are held to the highest standards of conduct and will always act in our clients’ best interests. Our recommended strategies will take an objective and holistic approach, suitable for each person’s financial situation.
Engaged Partnership
As a financial partner, we will implement agreed-upon financial strategies, perform ongoing reviews, and rebalance investment accounts to help keep our clients’ plans on track. We will meet to evaluate each plan’s progress, discuss each person’s specific needs, and make any strategic adjustments.
Complete Transparency
We provide complete transparency of each client’s investment strategy. We provide regular account updates, and clients may view investment performance, allocations, holdings, trades, dividends, and more through our secured portal.
Professional Execution
Our planning, operations, and investment specialists work in concert with an investment committee and insurance specialists to provide additional professional management resources to our clients.
About Us
Helping Create Successful Outcomes Through Market Cycles
An ancient but relevant Proverb states that, “where there is no vision, the people perish: but keeping the law brings happiness.” There are 7 Key Laws of Money as well as 7 Essential Laws of Financial Planning. At Vision 7 Advisory, we help you create a clear vision and plan around the “7” foundation developing your plan to completion and implementation, setting you on a path to a confident and happy financial life.
The “7” Foundation consists of:
The 7 Key Laws of Money
- Give & Save part of everything you earn
- Spend less than you earn
- Invest wisely
- Protect your assets from risk
- Own your home
- Avoid unnecessary debt
- Improve your ability to earn
The “7” Key Financial Planning Considerations
- Longevity
- Liquidity
- Inflation
- Market
- Vitality
- Mortality
- Taxes
The financial team at Vision 7 Advisory have set out to transform financial services from a product centered approach to a Holistic and Client-Centric approach by providing a specialized plan for each client that will help them achieve their life goals.
Allow V7A to help you get started to a better financial future today by clicking on the link below to receive a free financial plan in just a few minutes….
Eddie Ortega
Specialty Wealth Advisor
With over 20 years of experience in business development, financial strategy, and entrepreneurship, I am a Specialty Wealth Advisor at Vision 7 Advisory, a holistic full service fiduciary financial planning firm that empowers individuals and families with a clear financial vision. I specialize in providing tailored financial guidance for dental, medical, veterinary, and other healthcare professionals, who face unique financial challenges in their industry.
I leverage my deep understanding of the dental and healthcare space, as well as my background in finance and practice development, to increase practice valuations preparing them for exit by helping doctors develop their practices and teams, grow and surpass their goals, while achieving high levels of performance and results. My team and I also assist them with real estate & practice transitions, wealth & risk management, investment advisory and estate & tax planning, My mission is to provide financial and business education on strategies that will help my clients thrive financially while accomplishing their life goals.
Investment Team
Thomas Rozman, CFA®, CAIA®
Chief Investment Officer
Mr. Rozman is responsible for leading the Investment team for Simplicity Wealth. Prior to Simplicity, Mr. Rozman was President and Chief Investment Officer of Sawtooth Solutions. He also worked in Institutional Sales and Trading at Merrill Lynch. Mr. Rozman is a Chartered Financial Analyst®, Chartered Alternative Investment Analyst®, and is Series 65 registered. He has previously held Series 7 and 24 securities licenses. Mr. Rozman earned an M.B.A. from the University of Chicago Booth School of Business and a B.A from St. Olaf College.
Rosie Riley
Head of Operations
Ms. Riley is responsible for leading the Operations team for Simplicity Wealth. She has spent more than 20 years in the financial services space. Prior to Simplicity, Ms. Riley was the President and CEO of HighImpact Consulting LLC, a consulting firm dedicated to optimizing efficiencies for financial services firms. Ms. Riley earned her B.A. from University of Northwestern, St. Paul, with a degree in Business Administration and Management.